There are 11 videos in the series and are designed to be educational and a reminder of the Code of Ethics you live by every day.
Article 2: The Good, Bad and Ugly: Duty to Disclose All the Facts (2:35)
Article 1 & 3: Broker or Burglar? (3:23)
Article 16: Prached Clients - Recipe for a Problem (Part 1) (3:36)
Mediation: Plays well with others (Part 2) (5:07)
Article 5: Insider Trading - Not Just for Wall Street (3:10)
Article 10: Thou Shall Not...Discriminate! (2:39)
Filing a Complaint: What You Need to Know (3:06)
Article 16: Do Not Entice Clients to Leave with You (4:04)
Resolving Issues Before They Escalate: The Ombuds Process (3:31)
Article 12: To Tell the Truth - Honesty in Advertising (2:04)
Article 17: We All Know - Follow the Money (4:07)
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